Barristers & Attorneys
London, New York & Washington, D.C.
Financial Services
With legal practices focused on the world financial centres of London and New York, Canary Wharf Chambers is ideally suited to offer its clients (financial institutions and financial industry professionals alike) a comprehensive legal service.
Barristers and Attorneys at Canary Wharf Chambers can advise both FCA and SEC regulated entities and those seeking regulatory authorisation on matters including:
- FCA Reporting Requirements
- SEC Reporting Requirements
- Listing Rules - Requirements for UK Stock Exchange listings
- UK Listing Authority (UKLA) compliance
- NYSE Listed Company Manual compliance
- Corporate Governance requirements
- Anti-money Laundering procedures
- Risk-management strategies and legal compliance
- Minimum capital requirements
- Minimum reserve requirements
- UK Financial Services and Markets Act (FSMA) Act 2000 compliance
- UK Bribery Act 2010 compliance
- US Sarbanes-Oxley Act 2002 compliance
- Dodd-Frank Act compliance
- SEC Rules and Procedures
- Requirements, qualifications and regulatory obligations for professionals working in the Financial Services sector
Unless expressly stipulated: no individuals at Canary Wharf Chambers are authorised by the Financial Conduct Authority, the SEC and/or FINRA to provide investment and/or financial advice.
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Barristers Chambers in London
Canary Wharf Chambers
Level 18 40 Bank Street
Canary Wharf
LONDON
E14 5NR
United Kingdom
DX 42659 ISLE OF DOGS
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Business hours
London:
08.30 - 22.00 (GMT/BST)
United States:
03.30 - 17.00 Eastern
00.30 - 14.00 Pacific
(thru Nov 5 2023)
Australia:
17.30 - 07.00 AEST (Sydney / Melbourne / ACT)
(until Oct 1 2023)
17.30 - 07.00 AEST
(Brisbane / Darwin)
15.30 - 05.00 AWST
(Perth)
(until Oct 29 2023)
South Africa:
09.30 - 23.00
(until Oct 29 2023)
India:
13.00 - 02.30
(until Oct 29 2023)
China / Singapore
15.30 - 05.00
(until Oct 29 2023)
Barristers Chambers in London
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