Barristers & Attorneys London, New York & Washington, D.C.
Barristers & Attorneys London, New York & Washington, D.C.

Financial Services

With legal practices focused on the world financial centres of London and New York, Canary Wharf Chambers is ideally suited to offer its clients (financial institutions and financial industry professionals alike) a comprehensive legal service.

Barristers and Attorneys at Canary Wharf Chambers can advise both FCA and SEC regulated entities and those seeking regulatory authorisation on matters including:


  • FCA Reporting Requirements
  • SEC Reporting Requirements
  • Listing Rules - Requirements for UK Stock Exchange listings
  • UK Listing Authority (UKLA) compliance
  • NYSE Listed Company Manual compliance
  • Corporate Governance requirements
  • Anti-money Laundering procedures
  • Risk-management strategies and legal compliance
  • Minimum capital requirements
  • Minimum reserve requirements
  • UK Financial Services and Markets Act (FSMA) Act 2000 compliance
  • UK Bribery Act 2010 compliance
  • US Sarbanes-Oxley Act 2002 compliance
  • Dodd-Frank Act compliance
  • SEC Rules and Procedures
  • Requirements, qualifications and regulatory obligations for professionals working in the Financial Services sector


Unless expressly stipulated: no individuals at Canary Wharf Chambers are authorised by the Financial Conduct Authority, the SEC and/or FINRA to provide investment and/or financial advice.

Barristers Chambers in London

Canary Wharf Chambers

Level 18 40 Bank Street

Canary Wharf


E14 5NR

United Kingdom



t: +44 (0)20 7183 8011

t: +44 (0)20 7183 8012

f: +44 (0)20 7183 8830



NY: +1 (212) 202-0822

DC: +1 (202) 800-9998


Or use our contact form.

Follow us on:

Business hours


08.30 - 22.00 (GMT/BST)


New York / Washington DC:

03.30 - 17.00 Eastern

00.30 - 14.00 Pacific

(thru Nov 6 2022)

Full Litigation Services Now Available......


Click here for further information

Barristers Chambers in London

Print | Sitemap Recommend this page
© Canary Wharf Chambers 2011-2022 : In some jurisdictions this website is ATTORNEY ADVERTISING - Prior results do not guarantee a similar outcome : Legal representation is only being provided in New York State or Washington, District of Columbia if written client agreements governed by the respective laws of New York State or the laws of the District of Columbia are entered into. The information on this website is purely for information purposes.

| All rights reserved | For Disclaimer, click here | Accessibility | Privacy Notice | Contact Us | E&OE |